Disclosures

SEC Form 17-C

Material Information/Transactions GT Capital to Invest in a Used Car Inspection and Warranty Business July 6, 2020
[Amend -2] Amendment of Articles of Incorporation June 5, 2020
Results of Annual Stockholders' Meeting June 5, 2020
Amendment of Articles of Incorporation May 14, 2020
Change in Directors and/or Officers (Resignation, Removal or Appointment, Election and/or Promotion) May 14, 2020
[Amend -1] Amendment of Articles of Incorporation May 14, 2020
Postponement of Annual Stockholders' Meeting April 8, 2020
Material Information/Transactions Full Year 2019 Investor Presentation April 1, 2020
Change in Directors and/or Officers (Resignation, Removal or Appointment, Election and/or Promotion) Resignation of John Brandy Crisostomo V. de Gorostiza as Assistant Vice President of GT Capital Holdings, Inc. January 2, 2020
Declaration of Cash Dividends Declaration of 2020 Cash Dividends for Perpetual Preferred Shares November 26, 2019